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Records Retention and Destruction Policy

Model Practices for Districts, Councils and Units

It is very important that certain records be retained. The current IRS letter of determination, the current bylaws and standing rules approved by the state parliamentarian and the articles of incorporation (for incorporated PTAs) should be readily available at all times.

In 2016, a policy for handling PTA records was adopted by the California State PTA Board of Directors and Board of Managers. It meets all applicable state and federal statutes related to document retention for nonprofit organizations.

As summarized below, the policy is intended as a guide for model practices at the local district, council and unit level.

The purposes of the policy include:

(a) The retention and maintenance of documents necessary for the proper functioning of local PTA as well as to comply with applicable legal requirements;

(b) The destruction of documents which no longer need to be retained; and,

(c) Guidance for the Board of Directors (the “Board”), officers, and other constituencies with respect to their responsibilities concerning document retention and destruction.

Please refer to the Toolkit online at toolkit.capta.org for the complete policy recommended for all districts, councils and units.

RETENTION SCHEDULE

Permanent Storage

Accounting & Finance

  • Annual Financial Statements & Financial Review Reports
  • Cancelled Checks – special, such as loan repayment
  • General Ledger

Contributions/Gifts/Grants

  • Contribution Records
  • Documents Evidencing Terms of Gifts

Governance

  • Articles of Incorporation & Amendments
  • Bylaws & Amendments
  • Minute Books, including Association, Board & Committee Minutes
  • Annual Reports & Returns to State & Federal Agencies
    • IRS 990N, 990EZ or 990
    • Franchise Tax Board 199N or Form 199
    • Attorney General –
      • RRF-1
      • Raffle Reports (if applicable)
  • Secretary of State SI-100 (if incorporated, filed biennially)
  • IRS Rulings
  • Licenses and Permits
  • Employer Identification (EIN) Designation
  • Any other correspondence with State or Federal Agencies

Electronic Mail (Email)

  • Emails considered important or of lasting significance

Retirement & Pension Records

Insurance

  • Property, D&O, Workers’ Compensation & General Liability Insurance Policies
  • Insurance Claims Records

Legal Correspondence

10 Years

  • Personnel Records
  • Employee Contracts
  • Personal Property Leases

7 Years

  • Accounts Payable
  • Accounts Receivable
  • Bank Statements, Reconciliations & Deposit Slips
  • Cancelled Checks – routine
  • Credit Card receipts
  • Employee/Business Expense Reports/Documents
  • Interim Financial Statements
  • Grant Records

3 Years

  • Conflict/whistleblower forms

2 Years

  • Hard copy correspondence and internal memoranda – routine matters
  • Electronically stored documents – routine matters

12 Months

  • Emails – routine

Association Meetings

PTA members are the “association” for a unit and play an important part in conducting the business of a PTA.

By participating in association meetings, general members have the opportunity to make motions, provide input on agenda items and make collective decisions by voting on actions for a PTA.

They also vote to approve programs and activities recommended by the executive board. They are responsible for adopting budgets and financial reviews as well as approving the expenditures of a PTA.

In addition, the PTA membership is the only group for a unit with authority to:

  • Elect the Nominating Committee, Officers and PTA Convention Delegates
  • Adopt Bylaws and Standing Rules
  • Approve contracts for PTA programs and events
  • Authorize an individual to represent the PTA
  • Authorize a unit’s position on an issue after a study

As outlined in Bylaws, association meetings and their agenda must be publicized at least ten (10) days in advance. Written notice of the meeting, sent to all members, includes the date, time, location and proposed business of the meeting.

For proposed Bylaw amendments and the annual election meeting as defined in the Bylaws, written notice must be given at least thirty (30) days in advance.

All members are encouraged to attend association meetings. It is recommended that a program be presented as an addition to the meeting to better engage members and strengthen family-school partnerships.

Suggestions for Year-Round Schools

Maintaining community involvement and member participation in a PTA at a year-round school can be challenging. To help sustain PTA activity, consider:

  • Electing vice presidents or appointing chairpersons from each track to communicate with members
  • Scheduling association meetings so that each track can attend at least one meeting a year
  • Holding informational meetings for each track in addition to association meetings
  • Publicizing PTA events well in advance to keep everyone in the loop

With proactive planning and outreach, family engagement in school is strengthened to benefit all of the students in different attendance tracks.

The District PTA

A district PTA is a subsidiary organization in a designated geographical area, established by California State PTA to facilitate the administration of the affairs of California State PTA and to implement its programs. The district PTA helps to coordinate the work of the councils and units with the plans and activities of California State PTA and National PTA.

To remain in good standing, a district PTA must:

  • Adhere to the Purposes and basic policies of the National PTA and the California State PTA;
  • Adhere to California State PTA policies and Bylaws;
  • Have Bylaws reviewed annually and approved biennially according to the procedures of California State PTA;
  • Have a minimum of three officers: president, secretary, and treasurer;
  • Remit the national and state portion of the unit per capita dues to California State PTA by the due date;
  • Remit district PTA insurance premiums to AIM Insurance by December 20;
  • File all required state and federal tax returns and other government forms;
  • Submit names and addresses of association, council, and district PTA officers to California State PTA according to established procedures and due dates.

In addition, a district must:

  • Possess a Charitable Trust number from the California Attorney General’s Registry of Charitable Trusts;
  • File an annual Registration Renewal Fee Report (RRF-1) and CT-TR-1 (if applicable) with the California Attorney General’s Registry of Charitable Trusts.

Responsibilities (Not All-inclusive)
Give advisory service to councils and units.
Interpret PTA policies, plans, practices, and programs.
Organize and stabilize councils and local associations:

  • Cooperate with council officers and committee chairmen;
  • Confer with council leaders on local problems;
  • Assist the council in working with units; and
  • Where there is no council, appoint an extension committee to work with units.

Bring other parent-teacher groups into PTA membership.

Assist in studies of proposed changes in association status. The district PTA is responsible for organizing and disbanding units and must be included in the deliberations.

Compile a directory of council and unit officers for the California State PTA office.

Plan and conduct district PTA or regional conferences under state provisions.

Promote PTA publications and their purposes.

Remit per capita dues promptly.

Upload copies annually of the approved district PTA budget, financial reviews, and year-end financial reports to the document retention system.

Model and encourage advocacy and legislative efforts.

The district PTA shall not assess additional fines or late fees for late submission of insurance, per capita or reports required by California State PTA.

District PTA Officers and Chairmen
District PTA presidents are members of the California State PTA Board of Managers during their term of office. A district PTA representative is granted the right to vote on the California State PTA Board of Managers when officially representing the district PTA in the absence of the president.

District PTA presidents and district PTA leadership are responsible for extension work within their PTA district including organization of all new PTAs and all changes in association status (Changes in Association Status).

Articles, radio talk shows, television appearances, and recordings about the PTA, other than what is carried in state and national publications or California State PTA publicity channels, should be released only under the supervision of the district PTA president or delegated representative.

District bylaws include a provision that all district PTA board members be residents in PTA district territory; parents of children attending schools in district PTA territory; or personnel of schools in district PTA territory.

Inter-District PTA Committees
An inter-district committee is composed of district PTA board members from two or more district PTAs to work in areas of common concern. To strengthen lines of communication, each committee may request that the California State PTA president appoint a member from the California State PTA Board of Managers to serve as a liaison to its group. When an inter-district PTA committee desires California State PTA assistance for a specific purpose, requests should be made through the Leadership Services Vice President.

Job Description for Parliamentarian

Download the Parliamentarian Job Description

Key Role – Parliamentarian

  • Assists the president to manage meetings and advises on parliamentary procedure
  • Chairs the bylaws committee to review unit bylaws each year and propose revisions to the bylaws every five years
  • Schedules the nominating committee’s first meeting, providing information on the nomination and election process

Getting Started

Preparation – Review files from last term, including unit bylaws and standing rules, to learn more about the position. It’s also worthwhile to talk to the outgoing parliamentarian for advice and tips about the new role.

Visit California State PTA – capta.org – and learn more about:

  • Robert’s Rules of Order, Newly Revised
  • PTA resources and templates on parliamentary basics for meetings
  • Bylaws review process
  • Free eBylaws Program online to revise and update unit bylaws

Meetings – Meet with the incoming president to identify ways to work together to make board and association meetings even more effective.

At the first board meeting, ensure copies of the bylaws are distributed and review them together. This helps everyone learn more about PTA.

To make board meetings run smoothly, provide information on parliamentary basics such as how to make a motion and consider proposing and adopting rules of debate.

Important Tasks – Contact the PTA council/district to verify that a current copy of the unit bylaws is on file. Remember to update the username and password for online access to California State PTA’s eBylaws Program.

How To

Parliamentarians act as facilitators for bylaws completions and reviews, consultants to manage meetings, and mentors for members on parliamentary procedure.

Here are some quick tips to help get started.

Facilitator – Bylaws are the legally binding document of the PTA as a nonprofit 501(c)(3) organization. They provide the basic framework for the PTA’s function and structure.

Information about the composition of the board, what the board has the authority to approve, committees, membership, what the membership has the authority to approve, meetings, and elections is in the bylaws.

Details on PTA policies and required procedures for board rosters, financial reports, financial reviews, check-signers, dues amounts, and bylaws review requirements are also included.

Additionally, the unit’s legal name and identification numbers – issued by National and State PTA, as well as Federal and State government agencies for tax filings – are listed in bylaws.

As a facilitator, be prepared to know more about how bylaws shape the unit and its operation as a nonprofit organization.

A good first step is to create a quick “Bylaws’ Reference Guide” to use throughout the term.

Go Online – capta.org – and download the resource, Running Your PTA Made Easy. It includes the Unit Bylaws Information Summary sheeta one-pager to print and fill in with details about the specific PTA.

During the year, the parliamentarian takes the lead in reviewing the bylaws.

If changes are needed, ask the president to appoint a bylaws committee to prepare revised bylaws and submit them to the PTA council or district parliamentarian. In turn, they will submit the bylaws to the California State PTA parliamentarian for approval.

Consultant –Another aspect of the new position is assisting the president to manage meetings well.

For instance, if a question on parliamentary procedure is raised, the president may ask for the parliamentarian’s advice before making a ruling. Familiarizing oneself with Robert’s Rules of Order, Newly Revised for parliamentary basics will prove useful.

Start the year right by working collaboratively with the board to set ground rules for meetings.

Ground rules might include ensuring that mobile devices are turned off during meetings, that side chat is kept to a minimum, or clearly establishing the expectation that meetings will begin promptly at the scheduled time and timely arrival is expected. Rules for debate might include agreement on how many can speak in favor and against a motion and how much time is allowed for each speaker to ensure that both sides are heard equally. If these agreed norms and rules for debate work well, consider proposing them as additions to the unit’s standing rules.

Encourage participants to focus discussion on the agenda item at hand to ensure meetings run smoothly. Help everyone stay on task by acting as a timekeeper so meetings start and end on time.

Remember to keep a speakers’ list for the president to use when people raise their hands to be recognized. That way everyone has an equal chance to be heard in order.

Mentor – Members often rely on the parliamentarian to clarify how meetings are conducted and how to participate to achieve the PTA’s main goals and objectives.

Be proactive in raising awareness of how parliamentary procedure is a reliable way to conduct meetings. This includes understanding five basic ‘rules of the game’:

  • Order – One business item at a time
  • Equal Opportunity – Chance to participate
  • Justice – Fairness | Everyone understands
  • Right of Minority – To be heard
  • Right of Majority – To decide

Provide “how-to” instruction at meetings with mini-trainings or handouts on motions, voting, and the rules of debate, to explain the basics. For wider outreach, post these tips on the PTA website, e-news or social media sites.

Parliamentarians also mentor the nominating committee. This includes scheduling the first committee meeting and conducting an election for the chair.

Supply information from the unit bylaws on nomination and election procedures to help the committee get started. Take time to explain what positions to fill as per the current, adopted bylaws and who is eligible to serve on the board for the upcoming term.

Did You Know? … PTA Board Members:

  • Adhere to PTA financial procedures as outlined in bylaws and State and National PTA guidelines
  • Protect members’ privacy by utilizing member information for PTA work only
  • Attend PTA sponsored workshops or trainings
  • Maintain a current procedure book to pass on to a successor, in hard copy or electronic format
  • Work together as a team to improve the lives of all children and their families

Other Useful Information

Resources:

California State PTA – www.capta.org

  • PTA Leaders tab and more
  • California State PTA Toolkit 
  • Running Your PTA Made Easy
  • Insurance Guide – Also mailed annually to PTA presidents

Online Services:

  • Officer Contact System – To enter officer and board member information and generate useful reports
  • eBylaws – To revise and update PTA unit Bylaws
  • Tax Filing Support Center – To help units meet Federal and State reporting requirements
  • myPTEZ – To handle PTA accounting needs and generate financial reports
  • TOTEM – ELECTRONIC MEMBERSHIP SYSTEM – To join and renew membership and for PTAs to manage membership

National PTA – www.pta.org

  • Run Your PTA tab and more
  • e-Learning Workshops

Job Description for Graduation/Prom Night

Download the Graduation/Prom Night Job Description

A PTA/PTSA Graduation/Prom Night event is coordinated by a committee whose chair is an appointed or elected member of the executive board. The committee members can include other members of the board, the principal, a faculty member, the president (ex officio) and other PTA members appointed by the president. The major responsibility of this committee is to provide a safe, healthy, legal and supervised recreational event for students in cooperation with the community. A secondary responsibility may be to raise necessary funds to host the event.

What to Consider

Some issues for a committee to consider when planning any graduation or prom night activity follow.

Activities

  • Are inexpensive, involve many members and students, and are
  • Do not involve commercial or advertising obligations.
  • Do not conflict with other PTA, school or community events.
  • Create goodwill for PTA in the community.

Safety

  • PTA must ensure that young people are under proper adult supervision when participating in PTA activities, and that correct safety and security procedures are always followed. (See References at the end of this worksheet for further sources of information.)
  • Parents and students must be made aware of the risks involved in hiring limousine, charter bus or van services that may have no insurance coverage, unlicensed drivers and/or provide alcoholic beverages. Contact local offices of the Public Utilities Commission to verify the licenses of these services.
  • When school district buses are used for the events, the school district safety procedures must be followed.

Health

  • Health issues can differ according to the location and organization of an event. Organized events at theme parks or recreational areas — where added supervision is provided and food is catered by professionals — create fewer problems than those that are self-catered and supervised by local sponsors.
  • Every event must be drug-, alcohol-, and smoke-free. Careful consideration must be given to food handling, restroom facilities, rest areas and availability of personnel certified in first aid and CPR.

Legal Issues

  • When undertaking an event or activity, local ordinances regarding large group assembly permits, fire safety and health regulations must be obeyed. The school district, district PTA, city and county agencies must be consulted for specific directions.
  • “Parents’ Approval, Student, Family, and Participant Waiver” form should be completed for each student participant. (See California State PTA Insurance Guide.)
  • It is illegal for a person under the age of 18 to participate in any form of gambling (including casino activities).

Transportation

In situations where PTA sponsors activities and secures transportation, such as “Grad Night” (hereinafter referred to as “events”), the PTA must provide accessible transportation at no additional cost to students with mobility disabilities in compliance with the requirements set forth in the Americans with Disabilities Act (ADA). Local PTA units shall coordinate with their local school and/or school district to obtain current lists of accessible transportation providers if such lists exist. Questions from PTA units, districts or councils regarding a request for accessible transportation should first be directed to the school district.

When local PTA units secure transportation for participating students for events, local PTA units must comply with the ADA which does not permit services that are different or separate from that provided to other individuals without disabilities, unless such action is necessary to provide an individual with a disability or class of such individuals with a good, service, facility, privilege, advantage, or accommodation or other opportunity that is as effective as that provided to others.

If the local PTA unit secures accessible transportation to events, as described above, and it fails to arrive, the PTA shall make every reasonable effort to secure alternative accessible transportation to enable students with mobility disabilities to still attend. In no instance shall a local PTA unit inform students with mobility disabilities that they must secure their own transportation.

A student with a disability who requires a one-to-one aide as part of his or her Individualized Education Program (“IEP”) shall be permitted to attend any PTA event with his or her aide, as the student’s family deems necessary. Further, no fee shall be charged for any PTA event ticket for the student’s aide. For any event where a student requires an aide, the cost of the aide’s transportation shall be borne by the PTA. PTA may ask to be reimbursed by the event venue, affiliated school and/or school district.

PTA Insurance

When planning PTA events and activities you must always refer to the Insurance Guide that is updated annually. If you have any questions or concerns about the event contact the California State PTA insurance broker. Never sign a Hold Harmless Agreement on behalf of the PTA. If the PTA is asked to sign a Hold Harmless Agreement for any reason, the PTA should contact the California State PTA insurance broker. When directed by the insurance broker to sign the “Facilities Use Permit Addendum” for events held on public school campuses, locate the form in the Toolkit, Forms Tab. Contact information for the California State PTA insurance broker may be obtained in the Insurance Guide.

  • The PTA/PTSA association must vote to sponsor the program each year. The results of the vote must be recorded in the minutes of the association.
  • Ensure adequate insurance coverage when planning a graduation or prom night activity by contacting the California State PTA insurance broker. A list of covered PTA activities and requirements is included in the California State PTA Insurance Guide.
  • Insurance company-prohibited activities are not allowed. These prohibited activities can threaten the safety, health and welfare of children. (Refer to California State PTA Insurance Guide.)
  • A “Certificate of Insurance” must be provided by PTA if requested by the school district. (Contact the PTA insurance broker.)
  • Follow Contractor/Vendor Requirements in the Insurance Guide.
  • The PTA may not join another non-PTA organization or group for the purpose of conducting a graduation or prom night activity. The PTA insurance coverage must not be authorized or used for any event not sponsored by the PTA. Prior to cosponsoring an activity or event with another group, refer to PTA Policies, “Cooperation With Other Organizations”.

PTA Unit Procedures

  • The event and all related work and/or fundraising activity must be approved by the executive board and the association and formally recorded in the minutes of the association. All money raised or derived from the event or associated activities shall be deposited in the unit treasury. No funds shall be expended by the chair, subcommittee chairs, or committee members without approval of the executive board and association. All contracts must be signed by elected officers, one of whom shall be the president, following approval by the executive board and association.
  • The president appoints the Graduation/Prom Night Committee, subject to ratification by the executive board.
  • The graduation or prom night activity committee must follow the “Guidelines on the Use of Committees,” in the PTA Toolkit.

PTA Finances

A PTA sponsoring or co-sponsoring a graduation or prom night activity must follow these procedures in all financial transactions.

  • A PTA does not raise money for other organizations, nor does it allow its Internal Revenue Service Employer Identification Number (EIN) to be used by another organization. It is vital to remember that the nonprofit status of PTA is determined by how funds are earned as well as how they are spent. PTA units that engage in extensive fundraising activities, not associated with their primary purposes, may have to pay a tax on any unrelated business income.

What to Do

  • Establish a budget for the event, including all activities of the subcommittees. Submit this budget for approval by the association. Determine the revenue sources for the event. (See Standards for PTA Fundraising.)

Remember, plans for any proposed fundraising project must be presented to the association for approval and must be recorded in the minutes. If specified, the net profit must be spent for the purpose(s) for which it was raised.

  • The committee is a part of the association and must operate within the framework of the PTA bylaws, policies and procedures.
  • Clear date(s) with school and community calendars; reserve needed facilities and equipment.
  • Obtain any required permits well in advance of the event. Notify local police, fire and/or health departments as required.
  • Secure a “Parents’ Approval, Student, Family, and Participant Waiver” form for each student participant, if required. (See California State PTA Insurance Guide and Graduation/Prom Night Guidelines.)
  • Remember, contracts must be approved by the association and signed by the president and one other elected officer of the PTA/PTSA executive board.
  • Follow Contractor/Vendor Requirements in the Insurance Guide
  • For funds received from ticket sales or fundraising activity, it is essential that at least two people count the money together. Funds (money) should never be handled by one person alone. Money should be counted by the Graduation/Prom Night Committee Chair and the unit treasurer or financial secretary. The treasurer (or financial secretary) should issue a receipt for all money received and deposit the funds in a PTA/PTSA bank account.
  • Itemized bills, sales receipts, etc., are given to the treasurer for payment by check. ALL BILLS ARE PAID BY CHECK. NEVER PAY ANY BILLS WITH CASH. The final accounting is given to the association and filed for financial review.
  • Keep accurate records of charitable (cash and in-kind) donations received with any donor information required, and promptly forward to the treasurer. The treasurer shall issue an acknowledgement to donors following appropriate substantiation and disclosure requirements found in California State PTA Toolkit, Tax Filing.
  • A small amount of funds approved by the executive board (not exceeding the amount authorized in the bylaws), if needed, may be advanced for deposits or other supplies/expenses before the event. Receipts are required to reconcile all advanced funds.

The chair is responsible for submitting, at each monthly executive board meeting, a written report which includes a financial accounting of all the monies received and disbursed, donations received and activities planned.

After the Event

  • Complete an inventory of supplies and equipment related to the activity and establish a location to store reusable equipment. Determine if the value of stored materials warrants property insurance coverage.
  • Reconcile all advanced funds and submit any outstanding bills promptly.
  • Hold a committee meeting to evaluate the event.
  • Conduct a student survey.
  • Collect written reports from subcommittee chairs and prepare a report for the association and procedure book.
  • Prepare a report of activities, evaluations and suggestions for your successor for the procedure book.

References and Resources

Bylaws for Local PTA/PTSA Units
California State PTA Toolkit
California State PTA Insurance Guide
Attorney General’s Guide for Charities

Job Description for Treasurer

Download the Treasurer Job Description

Key Role – Treasurer

  • Maintains permanent records to track unit funds and financial transactions
  • Chairs budget committee and prepares annual budget for adoption by the association
  • Pays all PTA bills as authorized by board or association
  • Prepares reports for every board and association meeting and an annual financial report
  • Ensures taxes and reports required by PTA bylaws, insurance or federal and state governments are completed and submitted by the due dates

Getting Started

Preparation – Review files and financial records from last term to better understand the scope of your new position. These materials should include:

  • Treasurer’s book/ledger, spreadsheets and records
  • Checkbook for PTA bank account
  • Check endorsement stamp, if available
  • Receipt book
  • Remittance forms to transfer money to council and district treasurers
  • Monthly Treasurer’s Reports, Annual Financial Reports and Budgets
  • Federal and state tax records and government filings

Learn more about PTA policies, procedures and best practices for handling and managing unit funds.

It’s also worthwhile to talk to the former treasurer to get advice and tips about your new role.

If a computer program or online system is used to maintain PTA financial records, take time to discuss how files can be transferred, accessed and saved.

Schedule Meetings – Meet with other incoming board members such as the president, secretary, financial secretary and financial reviewer to talk about how you can work effectively together. Check the Toolkit, Finance Chapter, to learn more about who does what in handling, recording and tracking PTA funds.

Provide information to the board-elect on how to collect and count PTA funds and how to file expenses using best practices and procedures.

As treasurer-elect, arrange to meet with the budget committee to prepare a budget as a financial plan for the upcoming PTA year.

Important Tasks – At the start of the term, remember to update the signature cards for any PTA bank account and any usernames and passwords for access to online financial programs and services.

How Tos

Managing PTA Funds – All board members share a fiduciary responsibility to manage PTA money well on behalf of the association. And, as one of three required officers for a PTA, the treasurer is the authorized custodian of PTA funds.

Start the year right by getting organized. Create a filing system to maintain and manage financial records such as invoices, receipts and authorizations for payment.

Remember to use PTA policies, procedures and best practices for handling financial transactions. This will help to ensure good management of PTA funds.

To sustain the financial health of a unit, the treasurer works regularly on the following tasks.

Monthly Activities

Tracking Funds:

  • Maintains a permanent record to track PTA income, receipts and disbursements
  • Submits written report for board meetings, detailing income and expenses since the last meeting

Collecting Funds:

  • Ensures monies are counted by two PTA members, using Cash Verification Forms
  • Receives funds collected by other PTA volunteers and issues receipts
  • Makes deposits of money and checks immediately in a PTA bank account, retaining deposit slips

Disbursing Funds:

  • Receives itemized bills, sales slips and invoices for payment by check
  • Prepares authorizations for payment, signed by the president and secretary
  • Issues checks with two signatures to pay bills as directed by the board or association
  • Keeps PTA check book up to date to show current balance
  • Reconciles monthly bank statement promptly; ensures a non-check signer has access to review the monthly bank statements
  • Tracks membership dues collected and remits per capita dues to council/district PTA

Annual Tasks:

  • Chairs Budget Committee and prepares budget for adoption by the association
  • Presents written report for each association meeting throughout the year, detailing income and expenses since the last meeting
  • Prepares an Annual Financial Report, covering the current fiscal year
  • Ensures taxes and reports required by PTA bylaws, insurance or federal and state governments are submitted by the due dates and uploads to the document retention system:
    • Unit Budget
    • Financial Reviews
    • Payment for Insurance Premium
    • Funds collected for the Founders Day Free Will Offering
    • Workers’ Compensation Annual Report
    • Copies of federal and state tax filings and government reporting forms
    • Copy of Registration Renewal Fee Report (RRF-1) and CT-TR-1 form (if applicable) filed with the California Attorney General’s Registry of Charitable Trusts
  • Submits financial records for financial review, when a financial officer or check signer is replaced and when directed
  • Preserves financial records as indicated in the PTA Retention Policyin the California State PTA Toolkit to pass on to the next treasurer

Did you know? … PTA Board Members:

  • Adhere to PTA financial procedures as outlined in bylaws and State and National PTA guidelines
  • Protect members’ privacy by utilizing member information for PTA work only
  • Attend PTA sponsored workshops or trainings
  • Maintain a current procedure book to pass on to a successor, in hard copy or electronic format
  • Work together as a team to improve the lives of all children and their families

Other Useful Information

Resources:

California State PTA – www.capta.org

  • PTA Leaders tab and more
  • California State PTA Toolkit
  • Running Your PTA Made Easy
  • Insurance Guide– Also mailed annually to PTA presidents

Online Services:

  • Officer Contact System – To enter officer and board member information and generate useful reports
  • e-Bylaws – To revise and update PTA unit Bylaws
  • Tax Filing Support Center – To help units meet Federal and State reporting requirements
  • MyPTEZ – To handle PTA accounting needs and generate financial reports
  • TOTEM – ELECTRONIC MEMBERSHIP SYSTEM – To join and renew membership and for PTAs to manage membership

National PTA – www.pta.org

Job Description for Secretary

Download to print the Secretary Job Description

Key Role – Secretary

  • Take minutes at board and association meetings
  • Co-signs documents with president: authorizations for payment, resolutions and formal letters
  • Handles PTA correspondence as directed by the president
  • Maintains and preserves PTA records and important documents to pass on at the end of the term

Getting Started

Preparation – Review files and procedure book from last term to better understand the scope of the new position. Materials should include:

  • Secretary’s minute book(s) with minutes from prior board and association meetings
  • PTA records – Bylaws, membership list, charter, rosters and correspondence

If your PTA bylaws have a recording secretary and a corresponding secretary as officers, discuss how you will work together.

Consult the California State PTA website, Toolkit, and Leader’s website to find out more about:

  • PTA policies, best practices and resources
  • Insurance Guide

It’s also worthwhile to talk to last term’s secretary to get advice and tips about your new role.

How Tos

Recording – When taking minutes at a meeting, focus on noting:

  • Actions taken by group in the order they took place
  • What is done, not what is said

This means that any detailed discussion or personal opinion is not included in the minutes.

Whether you hand-write or use a laptop or device to take notes at a meeting to produce the minutes, remember to include the following information:

1.  Meeting Details:

  • Name of your PTA
  • Date, place and type of meeting
  • Start time and end time of meeting
  • Attendance list
  • Name and title of presiding officer

2.  Business Items:

  • Approval of previous meeting’s minutes ‘as written’ or ‘as corrected’ with a list of corrections
  • Summary of treasurer’s report listing date and balance on hand in the last report followed by income,expenses and date and balance on hand in the current report
  • Motions to adopt budget, financial reports, financial review reports and resolutions
  • List of authorized payments or ratified expenditures to pay bills
  • Motions to approve projects, fundraisers, contracts and bylaws changes, noting the name of the person making a motion and result of the vote, whether adopted or defeated
  • Record if a quorum or majority was needed for motions with a counted vote, as well as the number voting for and against the motion
  • Note that a two-thirds vote was required for approval after the outcome of motions requiring a two-thirds vote

3.  Summaries of Reports/Presentations:

  • Summary of officer, chairmen and administrator reports with important, written reports attached
  • Election results with nominees’ name and the number of votes each nominee received
  • Brief reference to program presented at an association meeting, noting type of presentation, presenter, title and the organization represented

Additionally, add your signature and title at the end of the minutes: e.g. ‘Maria Perez, Secretary’.

Distributing – It’s always best to complete the minutes soon after a meeting. Send a copy to the president to review before distributing minutes to the group that generated them.

There are several ways to share minutes with your members. For a smaller group, such as a board, you can email the minutes for review before the next meeting.

For association meetings, prepare hard copies of minutes as handouts or post them at the meeting. Minutes can be published in a unit newsletter if it is sent only to PTA members.

It is important to keep in mind that PTA minutes are produced only for the group that generated them and are not for public distribution. For this reason, they are not posted on any website, on social media, or in newsletters in their entirety. For association meetings, provide only a summary of the minutes, online or in school newsletters, that highlights the main actions taken at the meeting.

Approving – Minutes are presented for approval at the next meeting of the group as a standardagenda item. This action is recorded in two, different places in the master copies of the minutes:

  • Minutes of current meeting – Note that previous meeting’s minutes were approved ‘as written’ or ‘as corrected’ and list the corrections
  • Minutes of previous meeting – Write the word ‘Approved’ and the date after your signature and title

The president can also appoint a committee, ideally three people, to approve minutes during the term. This helps to save time at a meeting.

When using a committee to approve minutes, committee members must be present at the meeting to:

  • Read the minutes on behalf of members
  • Report on any corrections at the next meeting
  • Approve, sign and date the minutes after secretary’s signature on the master copy of the minutes

Correcting – Corrections to minutes are made when they are presented for approval at a meeting. They can also be made at any subsequent meeting when an error is discovered.

Only the group involved in the meeting – the board or the association – may correct minutes from one of their previous meetings.

To record a correction in the master copy of the minutes, use a red ink pen to:

  • Circle the incorrect words
  • In the margin, write the correction, the date and your initials

Preserving – Minutes are the legal, permanent records of a PTA as a nonprofit 501(c)3 organization and are kept forever. At the end of the term, master copies of any board and association meetings must be permanently bound. Minutes can be 1) printed, signed, and taken to an office supply store or print shop to be bound; 2) printed, signed, and permanently glued into a book with non-removable pages; or, 3) signed digitally, saved as a PDF, and uploaded into a secure PTA drive, such as the document retention system.

Beyond the Minutes

As secretary, you are assigned a few other tasks as indicated in your bylaws. At meetings, be prepared torefer to minutes of previous meetings, adopted bylaws and the current membership list, if asked. You may also be asked to provide blank paper for voting by ballot and to help count a vote.

For an association meeting, the secretary presents a board report and moves the adoption of board recommendations.

In addition, some administrative tasks carried out by the secretary include:

  • Sending notices of board meetings
  • Preparing a list of unfinished business from meetings for follow-up by the president
  • Notifying officers and committee members of their election or appointment

Did you Know? … PTA Board Members

  • Adhere to PTA financial procedures as outlined in Bylaws and State and National PTA guidelines
  • Protect members’ privacy by utilizing member information for PTA purposes only
  • Attend PTA sponsored workshops or trainings
  • Maintain a current procedure book, electronic files or records to pass on their successor
  • Work together as a team to positively impact the lives of all children and families

Resources and References:

California State PTA – www.capta.org

  • PTA Leaders tab and more
  • California State PTA Toolkit
  • Running Your PTA Made Easy
  • California State PTA Insurance Guide

Online Services:

  • Officer Contact System – To enter officer and board member information and generate useful reports
  • e-Bylaws – To revise and update PTA unit Bylaws
  • Tax Filing Support Center – To help units meet Federal and State reporting requirements
  • MyPTEZ – To handle PTA accounting needs and generate financial reports
  • TOTEM – ELECTRONIC MEMBERSHIP SYSTEM – To join and renew membership and for PTAs to manage membership

National PTA – www.pta.org

  • Run Your PTA tab and more
  • E-Learning Workshops

Forms

 SCHOLARSHIPS AND GRANTS

Grant Application and Report for Unit, Council and District PTAs – Cultural Arts, Healthy Lifestyles, Leadership Development, Outreach Translation or Parent Education
Continuing Education Credentialed Classroom Teachers and Counselors (Scholarship)
PTA Volunteers (Scholarship)
School Nurses (Scholarship)
Graduating High School Seniors (Scholarship)

Safe Drinking Water in Schools

Adopted October 2018 – Reviewed and deemed relevant August 2023

The California State PTA believes that access to clean water is critical to students’ health and ability to learn. Studies show that adequate hydration improves cognition, increases attention spans, and can even improve students’ test scores. It allows body organs and systems to perform at their best. Plain water works to rinse the mouth and, when it is fluoridated, to strengthen dental enamel.

Most drinking water in California meets requirements for health and safety. Sources of drinking water are subject to contamination and require appropriate treatment to remove disease-causing contaminants. Contamination of drinking water supplies can occur in the source water as well as in the distribution system after water treatment has already occurred. There are many sources of water contamination, including naturally occurring chemicals and minerals (for example, arsenic, radon, uranium), local land use practices (fertilizers, pesticides, concentrated livestock operations), manufacturing processes, and sewer overflows or wastewater releases.

The presence of contaminants in water can lead to adverse health effects including gastrointestinal illness, reproductive problems, and neurological disorders. Infants, young children, pregnant women, the elderly, and people whose immune systems are compromised may be especially susceptible to illness from some contaminants.

One contaminant, lead, rarely occurs naturally in California’s drinking water sources, but it may become present when water passes through older plumbing fixtures or solder containing lead.

  • Water can be contaminated in the water mains, service lines, and building plumbing, wherever it is exposed to lead.
  • Water that sits “stagnant” in plumbing that contains lead will hold the lead in suspension.
  • If pipes or fittings containing lead are corroded they can yield tiny particles of lead into water.
  • Utilities treat water to minimize corrosion of the water mains and pipes but this is not always effective.
  • Regulations have progressively lowered the amount of allowable lead in plumbing parts. However, in older schools, the lead in plumbing parts is often still present.

Lead is a toxin that is harmful to health and well-being.  The Centers for Disease Control and Prevention (CDC) reports that lead exposure can affect nearly every system in the body.  It is important to reduce all exposures to lead, including in drinking and cooking water.  The effects of lead exposure cannot be corrected.

  • Even low levels of lead in blood have been shown to affect cognitive abilities, the ability to pay attention, and academic achievement.
  • At high levels, it can harm reproductive and other organ health.
  • When children have elevated blood lead levels, the source is most frequently lead in dust, soil, or old paint.

California regulates drinking water by setting Maximum Contaminant Levels (MCLs) for a list of known water contaminants. It also identifies Public Health Goals that identify concentration levels that pose no significant health risks if consumed for a lifetime. The MCLs and reporting requirements are established for local water providers throughout the state.

Every California public school is required to provide quality tap water access to its students. To achieve this goal, the California State PTA believes that school drinking water needs to be tested on an ongoing basis for contaminants that are harmful to the health and well-being of students.  We believe that the State of California has a responsibility to set maximum allowable contaminant levels at concentrations equal to the Public Health Goals.

School Districts need to be provided both financial resources and know-how to assess and improve school water quality. California State PTA supports state and local government efforts and funding initiatives to ensure the availability of safe drinking water throughout communities and school campuses.

Comprehensive Community Schools with Integrated Services (Community Schools)

Adopted February 2016 – Reviewed and Deemed Relevant April 2022 – Education Commission

California State PTA recognizes that many factors affect a student’s ability to learn. California State PTA further believes that a school operating according to the community school concept with emphasis on the whole child affords an excellent learning environment for children.

Community schools are defined as schools that partner with non-profits and government agencies to provide services at the school site for health, safety, behavior and social services for children, parents and community members. California State PTA believes that community schools should be run by a knowledgeable coordinator and include a shared decision making process.

Types of services include:

  • medical and dental care
  • mental health care
  • social/emotional support services
  • enrichment activities and tutoring
  • truancy programs
  • multiple pathways to graduation and alternatives to high school completion.
  • parent programs such as English as a second language, parenting, adult literacy, computer literacy, and financial literacy
  • job training and career counseling for adults and youth
  • programs that support the needs of our most vulnerable populations

California State PTA believes that providing these services at the community school site will strengthen the community, increase family engagement, make the most effective use of services, and result in improved educational outcomes for children.

* “Community Schools” as referenced in this position statement are comprehensive community schools with integrated services and should be distinguished from community day schools as described in Education Code 486660-48926.